Steven Van Sinderen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Van Sinderen, who also goes by Steve Vansinderen, Steven Vansinderen, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2013 - March 20, 2017
ISC ADVISORS, INC.
January 9, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
March 3, 1995 - March 20, 2017
INSTITUTIONAL SECURITIES CORPORATION
June 25, 1991 - March 6, 1995
OMEGA SECURITIES, INC.
November 19, 1989 - July 1, 1991
OSAIC WEALTH, INC.
December 24, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 18, 1986 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
August 13, 1986 - September 9, 1986
UR FINANCIAL, INC.
February 4, 1986 - August 25, 1986
LOWRY FINANCIAL SERVICES CORPORATION
June 19, 1982 - February 24, 1986
LPL FINANCIAL LLC
March 1, 1982 - June 21, 1982
KMS FINANCIAL SERVICES, INC.
December 11, 1981 - January 26, 1982
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
