Guillermo F. Nodarse
Professional summary
Guillermo Fidel Nodarse, who also goes by Guillo Nodarse, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Winter Park, Florida and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Guillermo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Guillermo has worked at 18 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 15, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Guillermo Fidel Nodarse's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2020 - Present
IP FINANCIAL ADVISORY SERVICES LLC
December 15, 2015 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210December 22, 2015 - September 15, 2021
INNOVATION PARTNERS LLC
February 2, 2015 - December 16, 2015
MONTICELLO INVESTMENT SERVICES, INC.
January 7, 2015 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
March 28, 2013 - August 12, 2014
REALTY CAPITAL SECURITIES, LLC
July 10, 2012 - October 31, 2012
COBALT CAPITAL, INC.
February 21, 2012 - July 3, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 7, 2011 - July 3, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 27, 2011 - September 29, 2011
STIRA CAPITAL MARKETS GROUP, LLC
March 1, 2011 - May 4, 2011
TERRA CAPITAL MARKETS LLC
November 22, 2010 - March 4, 2011
LIGHTSTONE SECURITIES, LLC
April 1, 2009 - October 20, 2010
TRANSAMERICA CAPITAL, LLC
December 11, 2004 - April 16, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
February 26, 2002 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
June 7, 2000 - January 31, 2002
COREBRIDGE CAPITAL SERVICES, INC.
February 17, 1994 - May 18, 2000
TRANSAMERICA CAPITAL, LLC
May 28, 1991 - April 27, 1992
ADDISON FINANCIAL SERVICES, INC.
September 11, 1989 - December 31, 1990
SHUBERT RIZOR SECURITIES, INC.
January 25, 1984 - January 1, 1988
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2015)
(2/18/2020)
Exams
Series 15
Date: 10/17/1984
Foreign Currency Options ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
