Wayne M. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Michael Schultz was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1982. Wayne had worked at 2 firms and has passed the Series 22 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1984 - November 19, 1984
INCAP FINANCIAL CORPORATION
April 1, 1982 - June 2, 1982
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
INCAP FINANCIAL CORPORATION
CRD#: 10197 / SEC#: , 8-26411
Contact information
Documents
Red Flags
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