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Lawrence Edward Bakin

CRD# 1004551·Registered 1981 - 2016
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Edward Bakin, who also goes by Larry Batozynski, Lawrence Edward Batozynski, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1981 - 2016. Lawrence had worked at 3 firms and has passed the Series 63, Series 15, Series 3, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Batozynski, Lawrence Edward Batozynski

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

Past

BAKIN, LAWRENCE EDWARDPast·CRD# 117261
RIA
Arlington, VA
December 23, 1987 - December 31, 2016
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
January 3, 1983 - March 5, 1986
BAKER, WATTS & CO., INC.Past·CRD# 68
BD
November 25, 1981 - January 7, 1983

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Current Firm

BL
BAKIN, LAWRENCE EDWARD

BAKIN, LAWRENCE EDWARD | LAWRENCE EDWARD BAKIN

CRD#: 117261

Contact Information

Main Address

Arlington, VA

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1981About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Feb 1984

Series 3 — National Commodity Futures Examination

Passed Sep 1983About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Aug 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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