Stephen M. Coleman
Professional summary
Stephen M Coleman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Stephen had worked at 7 firms, which includes DAEDALUS CAPITAL L.L.C., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., AMERICAN CAPITAL EQUITIES INC., LANDSING CAPITAL CORPORATION, UNIVERSITY SALES CORPORATION, DREXEL BURNHAM LAMBERT INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1999 - December 31, 2009
DAEDALUS CAPITAL, L.L.C.
April 12, 1990 - October 24, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 10, 1989 - April 26, 1990
LEHMAN BROTHERS INC.
December 12, 1986 - May 12, 1987
AMERICAN CAPITAL EQUITIES, INC.
June 9, 1986 - November 24, 1986
LANDSING CAPITAL CORPORATION
June 10, 1985 - December 9, 1985
UNIVERSITY SALES CORPORATION
September 25, 1981 - January 23, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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