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RB

Robert M. Bagley

BULLISH BOB BAGLEY SECURITIES
Garland, TX 75043
Some features on this profile are disabled
CRD#: 10044
RB

Professional summary


Robert Michael Bagley JR, who also goes by Bullish Bob Bagley, is a registered financial professional currently at BULLISH BOB BAGLEY SECURITIES, INC. located in Garland, Texas.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1970. Robert has worked at 6 firms and has passed the Series 52TO, Series 7TO, Series 57TO, Series 99TO, SIE, Series 55, Series 1, Series 14, Series 53, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bullish Bob Bagley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Michael Bagley JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 1, 1989 - Present

BULLISH BOB BAGLEY SECURITIES, INC.

Office #1: 429 Country View Lane, Garland, TX 75043
BD
CRD#: 24761
Garland, TX
Past

March 19, 1991 - September 3, 1991

FIRST CANTERBURY SECURITIES, INC.

BD
CRD#: 13121
DALLAS, TX
Past

April 24, 1989 - September 13, 1989

DAVID ELLIS INVESTMENTS, INC.

BD
CRD#: 14872
DALLAS, TX
Past

October 23, 1987 - April 4, 1989

WEBER, HALL, SALE & ASSOCIATES, INC.

BD
CRD#: 876
DALLAS, TX
Past

March 19, 1973 - October 15, 1987

PRINCIPAL FINANCIAL SECURITIES,INC.

BD
CRD#: 260
Past

September 9, 1970 - May 4, 1973

F I DUPONT GLORE FORGAN & CO

BD
CRD#: 1000002

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/9/1989)

Exams


General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 55
Date: 10/1/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 1
Date: 2/8/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BB
BULLISH BOB BAGLEY SECURITIES, INC.
BULLISH BOB BAGLEY SECURITIES, INC.

CRD#: 24761 / SEC#: , 8-41372

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
429 Country View Lane, Garland, TX 75043
Mailing Address
429 Country View Lane, Garland, TX 75043
Phone number
(972) 285-5474
Established
Texas since 05/10/1989
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BAGLEY, ROBERT MICHAEL JRPRESIDENT/CHIEF COMPLIANCE OFFICER10044

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BULLISH BOB BAGLEY SECURITIES, INC.

CRD#: 24761Garland, TX 75043

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