Steven M. Abrams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Abrams was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 4 firms and has passed the SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2015 - April 11, 2016
QUASAR TRADING, LLC
February 18, 2013 - February 7, 2014
G-2 TRADING,LLC
September 28, 1988 - March 30, 1998
FIRST NEW YORK SECURITIES L.L.C.
September 29, 1981 - April 18, 1988
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 2/16/2013
Proprietary Trader Qualification ExaminationCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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