John E. Bergland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Bergland JR, AIF®, CFP®, who also goes by John Edward Bergland, Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
March 20, 2003 - December 31, 2022
BERGLAND WEALTH MANAGEMENT, INC.
January 11, 1991 - July 12, 1993
SIGNAL SECURITIES, INC.
March 9, 1989 - December 31, 1990
T.L. REED SECURITIES, INC.
June 13, 1985 - March 1, 1989
SOURCE SECURITIES, INC.
December 14, 1984 - June 18, 1985
FSC SECURITIES CORPORATION
October 28, 1983 - November 9, 1984
SENTRA SECURITIES CORPORATION
September 15, 1982 - October 6, 1982
N.I.S. FINANCIAL SERVICES, INC.
September 15, 1982 - October 18, 1983
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERGLAND WEALTH MANAGEMENT, INC.
CRD#: 116513 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 77,380,543 |
Red Flags
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