Curtis H. Dittbrenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Haskell Dittbrenner, who also goes by Curt Dittbrenner, Curtis Haskel Dittbrenner, was a registered financial advisor .
Curtis is a previously registered financial advisor and started their career in finance in 1981. Curtis had worked at 26 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 22, Series 6, Series 53, Series 4, Series 24, Series 27, Series 8 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2006 - March 4, 2009
THE RIDERWOOD GROUP INCORPORATED
September 14, 2004 - August 5, 2005
MML INVESTORS SERVICES, LLC
May 24, 2004 - September 15, 2004
WASHINGTON INTERNATIONAL CAPITAL PARTNERS,LLC
January 28, 2003 - September 15, 2004
COMMUNITY ASSET MANAGEMENT, LLC
August 14, 2002 - September 1, 2004
SYNDICATED CAPITAL, INC.
October 2, 2001 - May 10, 2002
TAYLOR FINANCIAL SERVICES, LLC
October 16, 2000 - November 17, 2000
MCCLENDON, MORRISON & PARTNERS, INC.
November 1, 1999 - February 24, 2000
CENTENNIAL CAPITAL MANAGEMENT, INC.
November 25, 1998 - May 25, 1999
DERBY SECURITIES, INC.
June 30, 1998 - September 29, 1998
RUMSON CAPITAL, LLC
April 21, 1998 - May 14, 1998
GLOBAL BROKERAGE SERVICES, INC.
November 7, 1997 - December 4, 1997
DINA SECURITIES, INC.
October 24, 1997 - April 17, 1998
THREE ARROWS CAPITAL CORP.
October 6, 1997 - November 11, 1997
LANDMARK SECURITIES CORPORATION
February 3, 1997 - April 11, 1997
E. S. MARKS & COMPANY, INC.
February 13, 1996 - October 9, 1996
SUNPOINT SECURITIES, INC.
September 16, 1994 - November 28, 1994
NORTHEAST SECURITIES, LLC
June 3, 1994 - December 5, 1994
MCCRACKEN ADVISORY PARTNERS CORPORATION
February 25, 1994 - August 4, 1994
REYNOLDS KENDRICK STRATTON, INC.
February 1, 1993 - March 11, 1993
WILLIAM & CO. CAPITAL MARKETS LTD.
January 30, 1993 - June 30, 1993
MEYERS POLLOCK ROBBINS, INC.
November 15, 1990 - January 20, 1993
WILLIAM & CO. CAPITAL MARKETS LTD.
July 25, 1990 - May 11, 1992
POTOMAC SECURITIES, INC.
January 10, 1989 - April 3, 1989
ROBERT W. BAIRD & CO. INCORPORATED
March 21, 1984 - December 28, 1988
NATIONAL SELECTED SECURITIES CORP.
August 24, 1981 - November 18, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
August 24, 1981 - November 18, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/23/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE RIDERWOOD GROUP INCORPORATED
CRD#: 16681 / SEC#: , 8-34325
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FILLET, MITCHELL HARRIS | PRESIDENT, CEO, CCO, SHAREHOLDER | 207546 |
| FRENKIL, CAROLYN MCGUIRE MRS | STOCKHOLDER | 4825647 |
| SHEIN, DONALD JEFFREY | STOCKHOLDER | 4309570 |
| FRENKIL, JAMES | STOCKHOLDER | 1521872 |
| HENRY, KEVIN THOMAS | STOCKHOLDER | 1421237 |
| KALAGHER, JOHN JOSEPH | BOARD MEMBER / STOCKHOLDER | 4982324 |
| KLAUSNER, DANIEL EDWARD | STOCKHOLDER | 1543049 |
| BEATON, DANIEL STEWART | FINOP | 4240769 |
| FINN, HERBERT WILLIAM | BOARD MEMBER | 875725 |
| HOFFMAN, PATRICIA OHLER | STOCKHOLDER | 351591 |
| HOGLE, FRANCIS MIDLAND III | STKHR, | 248151 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
