Curtis Haskell Dittbrenner
Professional Summary
Curtis Haskell Dittbrenner, who also goes by Curt Dittbrenner, Curtis Haskel Dittbrenner, was a registered financial advisor. Curtis was a previously registered financial advisor and started their career in finance 1981 - 2009. Curtis had worked at 26 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 22, Series 6, Series 53, Series 4, Series 24, Series 27, Series 8 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Curt Dittbrenner, Curtis Haskel Dittbrenner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
IRA PEREGOFF & COMPANY INCORPORATED | THE RIDERWOOD GROUP INCORPORATED | PEREGOFF ROTTMAN BARRON INCORPORATED | PEREGOFF ROTTMAN & ASSOCIATES INCORPORATED
Contact Information
Established
Maryland since 05/13/1985Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FILLET, MITCHELL HARRIS | PRESIDENT, CEO, CCO, SHAREHOLDER | 207546 |
| FRENKIL, CAROLYN MCGUIRE MRS | STOCKHOLDER | 4825647 |
| SHEIN, DONALD JEFFREY | STOCKHOLDER | 4309570 |
| FRENKIL, JAMES | STOCKHOLDER | 1521872 |
| HENRY, KEVIN THOMAS | STOCKHOLDER | 1421237 |
| KALAGHER, JOHN JOSEPH | BOARD MEMBER / STOCKHOLDER | 4982324 |
| KLAUSNER, DANIEL EDWARD | STOCKHOLDER | 1543049 |
| BEATON, DANIEL STEWART | FINOP | 4240769 |
| FINN, HERBERT WILLIAM | BOARD MEMBER | 875725 |
| HOFFMAN, PATRICIA OHLER | STOCKHOLDER | 351591 |
| HOGLE, FRANCIS MIDLAND III | STKHR, | 248151 |
Disclosures
Regulatory Event
2Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 1983About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1981About the Series 6 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1989Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 1986About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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