Terresa Beaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terresa Beaman, who also goes by Terresa Louise Beaman, Terri Beaman, Terresa L Padget, was a registered financial professional .
Terresa is a previously registered financial professional and started their career in finance in 1983. Terresa had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 6TO, Series 52TO, Series 99TO, SIE, Series 50, Series 7, Series 6, Series 14, Series 27, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2023 - April 15, 2024
XTON FINANCIAL LLC
June 14, 2023 - August 30, 2023
MYWALLST ADVISORY LLC
June 14, 2023 - December 31, 2023
SEQUENCE FINANCIAL SPECIALISTS LLC
July 26, 2021 - November 17, 2021
MYWALLST ADVISORY LLC
October 3, 2013 - January 7, 2021
LEVEL FOUR FINANCIAL, LLC
April 6, 2007 - April 1, 2013
1ST GLOBAL CAPITAL CORP.
July 14, 2004 - November 29, 2005
TRADESTAR INVESTMENTS,INC.
January 24, 2001 - July 15, 2002
FISERV INVESTOR SERVICES, INC.
March 22, 1996 - July 15, 2002
TRADESTAR INVESTMENTS,INC.
November 30, 1992 - January 6, 1993
SUMMIT BANK DISCOUNT BROKERAGE
January 8, 1986 - March 14, 1996
NBD BROKERAGE SERVICES, INC.
February 23, 1983 - December 16, 1983
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/6/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/6/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 10/6/2022
Municipal Securities Representative ExaminationSeries 99TO
Date: 10/6/2022
Operations Professional ExaminationCurrent Firm
XTON FINANCIAL LLC
CRD#: 132847 / SEC#: , 8-66643
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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