Geoffrey A. Gibbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Alan Gibbs was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1981. Geoffrey had worked at 6 firms and has passed the Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2006 - May 1, 2013
HIGH STREET SECURITIES, INC.
February 1, 1997 - December 31, 2005
INVESTORS CAPITAL CORP.
November 30, 1993 - August 6, 1996
FIRST PRIORITY INVESTMENT CORPORATION
February 19, 1985 - May 5, 1994
GREEN HILL FINANCIAL SERVICE CORPORATION
October 29, 1981 - March 1, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 29, 1981 - March 1, 1985
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGH STREET SECURITIES, INC.
CRD#: 104201 / SEC#: , 8-52657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGH STREET ASSET MANAGEMENT, LLC | OWNER | |
| GRAFF, PAUL RICHARD | GENERAL SECURITIES PRINCIPAL - ASS'T TO DP | 1355392 |
| TERRY, JOHN LUDLOW III | CHIEF FINANCIAL OFFICER | 1972803 |
| TERRY, JOHN LUDLOW III | CHIEF EXECUTIVE OFFICER, PRESIDENT & EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER | 1972803 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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