Barry K. Mendelson

CAPITAL MARKET CONSULTANTS

Milwaukee, WI

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CRD#: 1003861

Professional summary

Barry Keith Mendelson, CIMA®, who also goes by Barry Mendelson, is a registered financial advisor currently at CAPITAL MARKET CONSULTANTS, INC. located in Milwaukee, Wisconsin and CAPITAL MARKET ADVISORS, LLC located in Las Cruces, New Mexico.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Barry has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barry Mendelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Keith Mendelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 16, 2003 - Present

CAPITAL MARKET CONSULTANTS, INC.

RIA

CRD#: 122435

Milwaukee, WI

Current

August 20, 2025 - Present

CAPITAL MARKET ADVISORS, LLC

RIA

CRD#: 337235

LAS CRUCES, NM

Past

January 16, 2003 - March 31, 2011

CAPITAL MARKET CONSULTANTS, INC.

RIA

CRD#: 122435

MILWAUKEE, WI

Past

November 30, 1998 - July 8, 2002

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

July 24, 1998 - July 8, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

May 11, 1998 - June 8, 1998

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 30, 1997 - May 11, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

June 5, 1995 - December 18, 1996

FIRST OF MICHIGAN CORPORATION

CRD#: 311

DETROIT, MI

Past

November 17, 1992 - May 19, 1995

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 30, 1990 - November 16, 1992

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

March 16, 1988 - May 23, 1990

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

April 26, 1983 - May 3, 1983

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

April 25, 1983 - March 9, 1988

THE CHICAGO CORPORATION

CRD#: 1449

Past

October 12, 1981 - December 16, 1982

A. G. EDWARDS & SONS, INC.

CRD#: 4

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(3/28/2024)

IAR

Wisconsin
(1/16/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/1996

General Securities Principal Examination

Current Firm

CAPITAL MARKET CONSULTANTS, INC.

CAPITAL MARKET CONSULTANTS, INC. | CAPITAL MARKET CONSULTANTS, LLC

CRD#: 122435 / SEC#:

New Mexico

Registered Investment Advisory firm - (3/28/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2013 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/16/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Las Cruces, NM

Mailing Address

Phone number

(414) 349-6891

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barry K. Mendelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Keith Mendelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MARKET ADVISORS, LLC

CAPITAL MARKET CONSULTANTS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

PRINCIPAL FINANCIAL SECURITIES,INC.

FIRST OF MICHIGAN CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

HAMILTON INVESTMENTS, INC.

RODMAN & RENSHAW INC.

L. F. ROTHSCHILD & CO. INCORPORATED

THE CHICAGO CORPORATION

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/1991

Series 63

Date: 6/13/1988

Series 7

Date: 8/15/1981

Series 24

Date: 2/26/1996

Current Firm

CAPITAL MARKET CONSULTANTS, INC.

Contact information

Documents

Red Flags

Company Information

CAPITAL MARKET CONSULTANTS, INC.

TRUST BUT VERIFY

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