Paul P. Kotos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Peter Kotos was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1981. Paul had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2022 - February 6, 2026
FNEX CAPITAL, LLC
November 26, 2018 - January 27, 2022
GROWTH CAPITAL SERVICES, INC.
February 16, 2012 - January 27, 2022
GROWTH CAPITAL SERVICES, INC.
January 17, 2012 - February 29, 2012
L.M. KOHN & COMPANY
March 11, 2010 - January 17, 2012
MIDSOUTH CAPITAL, INC.
April 30, 2008 - December 12, 2008
MORGAN KEEGAN & COMPANY, LLC
April 18, 2008 - May 2, 2008
FIRST ALLIED SECURITIES, INC.
September 24, 2003 - April 30, 2008
NORTH COAST SECURITIES CORPORATION
July 5, 2000 - February 11, 2004
FIRST ALLIED SECURITIES, INC.
June 19, 2000 - February 11, 2004
FIRST ALLIED SECURITIES, INC.
July 31, 1995 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
July 21, 1994 - August 30, 1995
RICKEL & ASSOCIATES, INC.
May 16, 1988 - August 2, 1994
F.N. WOLF & CO., INC.
February 2, 1987 - May 18, 1988
SHERWOOD CAPITAL, INC.
October 9, 1981 - February 2, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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