Steven D. Allbright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Dale Allbright was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 9 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1994 - October 23, 1995
THE WELLINGTON GROUP, INC.
October 14, 1991 - May 25, 1993
CONTINENTAL BROKER-DEALER CORP.
November 28, 1990 - August 2, 1991
LAIDLAW GLOBAL SECURITIES, INC.
May 30, 1990 - October 11, 1990
BAIRD, PATRICK & CO., INC.
February 9, 1990 - June 12, 1990
VANDERBILT SECURITIES, INC.
September 1, 1988 - February 13, 1990
J. T. MORAN & CO., INC.
May 24, 1988 - September 14, 1988
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 31, 1988
SHERWOOD CAPITAL, INC.
November 4, 1981 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE WELLINGTON GROUP, INC.
CRD#: 17814 / SEC#: , 8-35774
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
