Jeffrey A. Forrest
Professional summary
Jeffrey Allan Forrest was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Jeffrey had worked at 7 firms, which includes WEALTHWISE LLC, ASSOCIATED PLANNERS INVESTMENT ADVISORY INC, ASSOCIATED SECURITIES CORP., B.C. CHRISTOPHER SECURITIES CO., SENTRA SECURITIES CORPORATION, STRUCTURED SHELTERS SECURITIES INC., GUARDIAN INVESTOR SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2005 - December 31, 2008
WEALTHWISE LLC
September 19, 2002 - January 5, 2007
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
August 20, 2002 - January 3, 2007
ASSOCIATED SECURITIES CORP.
December 22, 1989 - January 3, 2007
ASSOCIATED SECURITIES CORP.
December 3, 1986 - December 22, 1989
B.C. CHRISTOPHER SECURITIES CO.
July 13, 1983 - January 2, 1987
SENTRA SECURITIES CORPORATION
September 20, 1982 - April 6, 1983
STRUCTURED SHELTERS SECURITIES, INC.
October 15, 1981 - September 23, 1987
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/26/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
