James S. Pritula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Pritula, who also goes by Jim Pritula, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1981. James had worked at 12 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1994 - November 13, 1995
FIN-ATLANTIC SECURITIES, INC.
May 5, 1992 - March 18, 1993
CULLUM & SANDOW SECURITIES, INC.
August 14, 1991 - October 22, 1993
ENTERTAINMENT SECURITIES, INC.
January 13, 1988 - August 30, 1988
FITZGERALD, TALMAN, INC.
October 30, 1987 - October 31, 1990
CHURCH, STABLE, WORTHINGTON, INC.
April 9, 1987 - December 16, 1987
BRENNAN ROSS SECURITIES, INC.
June 26, 1986 - January 13, 1987
BREUER CAPITAL CORPORATION
December 12, 1985 - May 2, 1986
FIRST EAGLE, INC.
November 20, 1983 - June 19, 1986
DEVANNEY, BURGIN, SHANACY, INC.
November 15, 1983 - February 12, 1985
GALLAGHER & CO.
January 5, 1982 - August 6, 1983
ENGLER-BUDD & COMPANY INC.
October 13, 1981 - March 6, 1982
UNION SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIN-ATLANTIC SECURITIES, INC.
CRD#: 25523 / SEC#: , 8-41809
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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