William S. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stanley Mcdermott was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 13 firms and has passed the Series 63, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2013 - July 7, 2014
GROWTH CAPITAL SERVICES, INC.
May 17, 2010 - November 29, 2011
MORGAN JOSEPH TRIARTISAN LLC
August 21, 2008 - March 1, 2010
SOLEIL SECURITIES CORPORATION
May 5, 2004 - June 11, 2007
WELLS FARGO SECURITIES, LLC
February 26, 2002 - April 16, 2004
W.R. HAMBRECHT + CO., LLC
May 1, 2001 - August 28, 2001
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
February 21, 1995 - February 1, 2000
HAMBRECHT & QUIST LLC
February 9, 1989 - February 21, 1995
MORGAN STANLEY DW INC.
October 31, 1986 - October 21, 1988
DEUTSCHE BANK SECURITIES INC.
December 28, 1984 - October 24, 1986
ALEX. BROWN & SONS INCORPORATED
August 10, 1982 - December 17, 1984
KIDDER, PEABODY & CO. INCORPORATED
November 12, 1981 - September 1, 1982
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/15/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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