Lawrence A. Obstfeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Allen Obstfeld, who also goes by Larry Obstfeld, Lawrence Allen Obstfeld Mr., was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1981. Lawrence had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2007 - May 29, 2014
INTE SECURITIES LLC
January 7, 2004 - March 27, 2008
EQUITY TRADING ONLINE, LLC
April 23, 2003 - September 23, 2003
AMERIPROP, INC.
September 27, 1999 - February 10, 2005
MAGELLAN SECURITIES INC
December 9, 1993 - June 14, 1999
ENERIC FINANCIAL SERVICES, INC.
October 27, 1992 - January 11, 1994
HERMITAGE CAPITAL CORPORATION
November 13, 1991 - October 6, 1992
WESTMINSTER SECURITIES CORPORATION
October 13, 1988 - August 29, 1989
COMMONWEALTH ASSOCIATES
July 3, 1985 - June 8, 1988
MULLER AND COMPANY, INC.
September 3, 1981 - January 14, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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