Kirk P. Greene

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CRD#: 1003568

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kirk Patrick Greene was a registered financial professional .

Kirk is a previously registered financial professional and started their career in finance in 1981. Kirk had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 18, 2005 - January 4, 2024

GREENE WEALTH MANAGEMENT, LLC

RIA

CRD#: 137810

SEATTLE, WA

Past

January 7, 2004 - November 23, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SEATTLE, WA

Past

December 18, 2001 - November 28, 2005

NETWORK PLANNING ADVISORS, L.L.C.

RIA

CRD#: 109000

SEATTLE, WA

Past

July 23, 2001 - November 28, 2005

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

August 31, 1987 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

February 8, 1984 - December 18, 1985

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Past

November 2, 1981 - November 23, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENE WEALTH MANAGEMENT, LLC

GREENE WEALTH MANAGEMENT, LLC | GWMS, LLC

CRD#: 137810 / SEC#: 801-64893

RIA

Registered Investment Advisory firm - (11/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/7/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/11/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREENE WEALTH MANAGEMENT, LLC

GREENE WEALTH MANAGEMENT, LLC | GWMS, LLC

CRD#: 137810 / SEC#: 801-64893

RIA

Registered Investment Advisory firm - (11/15/2005 Approved)

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Contact information

Main Address

1301 5th Avenue Suite 3410, Seattle, WA 98101-2630

Mailing Address

Phone number

(206) 623-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,759
AUM (Assets Under Management)	$ 1,183,200,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kirk P. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NETWORK PLANNING ADVISORS, L.L.C.

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

ROBERT W. BAIRD & CO. INCORPORATED

JOHN HANCOCK DISTRIBUTORS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

GREENE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 8/11/1981

Series 7

Date: 6/26/2000

Series 22

Date: 10/7/1987

Series 6

Date: 8/11/1981

Current Firm

GREENE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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