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LE

Linda Marie Edson

CRD# 1003553·Registered 1981 - 2005
Previously Registered: Being a previously registered professional could mean that Linda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Linda Marie Edson, who also goes by Linda Baker, Linda Baker Edson, was a registered financial advisor. Linda was a previously registered financial professional and started their career in finance 1981 - 2005. Linda had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Linda Baker, Linda Baker Edson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

WESTERN SECURITIES CLEARING CORP.·CRD# 36427
BD
San Diego, CA
February 18, 2002 - January 12, 2005
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
February 26, 1996 - January 28, 2013
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 28, 1995 - February 27, 1996
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
January 24, 1994 - January 28, 1995
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 6, 1992 - January 5, 1994
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 24, 1981 - August 15, 1990

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Current Firm

WS
WESTERN SECURITIES CLEARING CORP.

WESTERN SECURITIES CLEARING CORP.

CRD#: 36427 / SEC#: 8-47259
BD
Terminated by SEC on 02/15/2005

Contact Information

Established

California since 03/14/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FAS HOLDINGSSOLE SHAREHOLDER—
LAWSON, DONNA BARTLETTCCO, CROP,SROP1813672
MOSES, ROBERT JAYCOO, GENERAL COUNSEL2594106
OHOTTO, LAUREL LEIGHVP FINOP—
ONEAL, TIY LYNNPRESIDENT1868302

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1998About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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