Nancy G. Coutu

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CRD#: 1003408

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Grace Coutu, CFP®, who also goes by Nancy G Coutu, Nancy Grace Coutumelka, Nancy G Reed, Nancy Grace Coutu Reed, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 1981. Nancy had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nancy G Coutu | Nancy Grace Coutumelka | Nancy G Reed | Nancy Grace Coutu Reed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) OWNER/PRESIDENT WITH "MONEY MANAGERS LTD/ MONEY MANAGERS ADVISORY" AN ILLINOIS REGISTERED INVESTMENT ADVISER PROVIDING ADVISORY SERVICES SINCE 1987. INVESTMENT RELATED. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) IL INSURANCE AGENT OFFERING SALES OF FIXED LIFE, LONG TERM CARE, MEDICAL INSURANCE PRODUCTS INCLUDING EQUITY INDEXED ANNUITIES SINCE 1983. NON-INVESTMENT RELATED. APPROXIMATELY 10% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. 3 RENTAL REAL ESTATE OWNER CONDO RENTALS SINCE 2015 1 HR PER MONTH

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CRD#: 10078

BOSTON, MA

Past

September 22, 1995 - January 26, 1998

CHASE GLOBAL SECURITIES, INC

CRD#: 31994

CLEVELAND, OH

Past

November 19, 1989 - September 22, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 6, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 5, 1981 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 5, 1981 - November 20, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

September 5, 1981 - November 23, 1987

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

General Securities Principal Examination

Current Firm

ROTHSCHILD WEALTH LLC

REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA

Registered Investment Advisory firm - (4/16/2012 Approved)

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Contact information

Main Address

700 Commerce Drive Suite 170, Oakbrook, IL 60523

Mailing Address

Phone number

(630) 448-5711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	2,878
AUM (Assets Under Management)	$ 751,143,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nancy G. Coutu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

G.F. INVESTMENT SERVICES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

GREAT LAKES ADVISORS, LLC

WINTRUST INVESTMENTS LLC

MONEY MANAGERS ADVISORY

WATERSTONE FINANCIAL GROUP, INC.

CHASE GLOBAL SECURITIES, INC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ROTHSCHILD WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1981

SIE

Date: 6/5/2017

Series 7

Date: 10/18/1986

Series 22

Date: 1/21/1982

Series 6

Date: 8/5/1981

Series 24

Date: 6/10/1988

Current Firm

ROTHSCHILD WEALTH LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROTHSCHILD WEALTH LLC

TRUST BUT VERIFY

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