David W. Porter
KPP ADVISORY SERVICES LLC
Louisville, KY 40222
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CRD#: 1003205
Professional summary
David Whayne Porter, CFP®, who also goes by D. Whayne Porter, is a registered financial advisor currently at KPP ADVISORY SERVICES LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Louisville, Kentucky.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
D. Whayne Porter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/06/2017 - Kentucky Planning Partners LLC - DBA for LPL Business (entity LPL business) - inv rel - at reported business location(s) - start: 11/2017 - 160 hr/mth 2) 11/14/2017 - KPP Advisory Services LLC - DBA: (HYBRID) KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/10/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 7/31/2018 - Crump Insurance LTC Office - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/25/2018 - 1 Hours Per Month/1 Hours During Trading. 4) 10/9/2018 - Capitas Financial - Investment Related - Gowers and Associates, 3701 Taylorsville Rd, 40220 suite 3. - Non-Variable Insurance - Broker - Started 09/24/2018 - 5 Hours Per Month During Securities Trading. 5) 01/12/2023 - Money411 website - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2020 - 4 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Whayne Porter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
November 10, 2017 - Present
KPP ADVISORY SERVICES LLC
Office #1: 9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222RIA
CRD#: 289507
Louisville, KY
Current
November 10, 2017 - Present
LPL FINANCIAL LLC
Office #1: 9300 Shelbyville Rd Ste. 1310, Louisville, KY 40222-5170RIA
BD
CRD#: 6413
LOUISVILLE, KY
Past
October 16, 2000 - November 13, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LOUISVILLE, KY
Past
November 8, 1999 - November 13, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LOUISVILLE, KY
Past
May 8, 1997 - September 28, 2001
CENTENNIAL FINANCIAL SERVICES, INC.
BD
CRD#: 15819
LANSING, MI
Past
July 31, 1985 - November 23, 1999
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
August 22, 1981 - August 20, 1985
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
Registered Investment Advisory firm - (9/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/26/2023)
RR
California(11/10/2017)
RR
District of Columbia(11/10/2017)
RR
Florida(11/10/2017)
RR
Georgia(11/10/2017)
RR
Indiana(11/16/2017)
RR
Kentucky(11/10/2017)
IAR
Kentucky(11/13/2017)
RR
Maryland(11/10/2017)
RR
Michigan(5/5/2022)
RR
Missouri(4/23/2018)
RR
North Carolina(11/6/2020)
RR
Ohio(1/16/2018)
RR
Pennsylvania(11/10/2017)
RR
South Carolina(11/10/2017)
RR
Virginia(11/10/2017)
RR
Wisconsin(10/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KPP ADVISORY SERVICES LLC
DOWDY ROY FINANCIAL | ROI FINANCIAL | MONEY411 | KPPARTNERS ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES, LLC | KPP ADVISORY SERVICES LLC
CRD#: 289507 / SEC#: 801-111709
RIA
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Contact information
Main Address
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222
Mailing Address
Phone number
(502) 394-0400
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,405 |
| AUM (Assets Under Management) | $ 874,251,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPP ADVISORY SERVICES LLC
CRD#: 289507Louisville, KY 40222TRUST BUT VERIFY
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