Edward D. Bagley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Dallin Bagley was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1967. Edward had worked at 7 firms and has passed the Series 63, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1990 - September 30, 1991
WILSON-DAVIS & CO., INC.
May 4, 1990 - July 12, 1990
COVEY & CO., INC.
June 2, 1986 - May 17, 1990
BAGLEY SECURITIES, INC.
May 28, 1980 - April 29, 1986
WILSON-DAVIS & CO., INC.
August 10, 1977 - May 4, 1980
COVEY & CO., INC.
June 14, 1976 - September 15, 1977
PRINCE, LANGHEINRICH & GREER, INC.
June 26, 1974 - July 7, 1976
COVEY & CO., INC.
August 13, 1971 - June 17, 1975
DAVIS & CO
December 7, 1970 - December 24, 1971
EDWARD BROWN SECURITIES, INC.
April 4, 1967 - February 25, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/3/1967
Registered Representative ExaminationSeries 00
Date: 9/3/1971
General Securities Principal ExaminationCurrent Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
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