Jane G. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Gail King was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1984. Jane had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2012 - March 30, 2022
FFEC WEALTH PARTNERS LLC
December 19, 2011 - March 30, 2022
FFEC WEALTH PARTNERS LLC
February 3, 2010 - December 19, 2011
SANDERS MORRIS LLC
February 3, 2010 - December 19, 2011
SANDERS MORRIS LLC
October 7, 2002 - February 12, 2010
J.P. MORGAN SECURITIES LLC
October 3, 1986 - February 12, 2010
J.P. MORGAN SECURITIES LLC
May 30, 1984 - October 22, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
