BW
Brian W. Willenborg
NWF ADVISORY SERVICES | Financial Professional
San Mateo, CA 94402
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CRD#: 1003000
BW
Professional summary
Brian Walter Willenborg, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in San Mateo, California and OSAIC WEALTH, INC. located in San Mateo, California.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Brian has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BRIAN WILLENBORG, INVESTMENT RELATED, 1777 BOREL PLACE, SUITE 100 SAN MATEO, CA 94402, OWNER, STARTED 06/1981, 1 HOUR PER MONTH, 1 HOUR PER MONTH DURING SEC TRADING HOURS, INSURANCE SALES. 2. BRIAN WILLENBORG, EA, NON INVESTMENT RELATED, 1777 BOREL PLACE, SUITE 100 SAN MATEO, CA 94402, OWNER, STARTED 03/1992, 10 HOURS PER MONTH, 1 HOUR PER MONTH DURING SEC. TRADING HOURS, INCOME TAX PREPARATION. 2. NWF ADVISORY GROUP POSITION: Investment Advisor NATURE: NWf Advisory Group is an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/27/2017 ADDRESS: 1777 Borel Place, #100, San Mateo CA 94402, United States DESCRIPTION: Manage clients' investments utilizing the Royal Alliance WMP.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Walter Willenborg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 27, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 1777 Borel Place #100, San Mateo, CA 94402RIA
CRD#: 110410
San Mateo, CA
Current
November 19, 1989 - Present
OSAIC WEALTH, INC.
Office #1: 1777 Borel Place Suite 100, San Mateo, CA 94402RIA
BD
CRD#: 23131
SAN MATEO, CA
Past
June 22, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
March 26, 1982 - June 23, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
August 25, 1981 - April 19, 1982
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/23/2007)
RR
Arkansas(7/19/2017)
RR
California(11/19/1989)
IAR
California(2/27/2017)
RR
Connecticut(1/24/1997)
RR
District of Columbia(3/6/2024)
RR
Idaho(4/15/2021)
RR
Nevada(5/27/2021)
RR
New Jersey(11/19/1989)
RR
New York(11/1/1995)
RR
North Carolina(6/17/2021)
RR
Oregon(11/19/1989)
RR
Texas(6/16/2021)
RR
Washington(11/19/1991)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial ProfessionalCRD#: 110410San Mateo, CA 94402TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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