Edna C. Law
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edna Choi Law, who also goes by Liwah Law, was a registered financial professional .
Edna is a previously registered financial professional and started their career in finance in 1981. Edna had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2003 - April 25, 2008
WESTROCK ADVISORS, INC.
October 23, 2002 - August 22, 2003
MAXIM GROUP LLC
August 7, 2000 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
October 9, 1991 - August 11, 2000
JOSEPHTHAL & CO., INC.
January 18, 1990 - October 23, 1991
JJC SECURITIES CO., INC.
January 2, 1990 - January 27, 1990
HANIFEN, IMHOFF SECURITIES CORP.
October 3, 1986 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
August 22, 1981 - October 8, 1986
SELIGMAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTROCK ADVISORS, INC.
CRD#: 114338 / SEC#: , 8-53419
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
