Douglas E. Hart

PENOBSCOT INVESTMENT MANAGEMENT COMPANY

Boston, MA 02210

Some features on this profile are disabled

CRD#: 1002972

Professional summary

Douglas Edward Hart, who also goes by Douglas E Hart, is a registered financial advisor currently at PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. located in Boston, Massachusetts.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Douglas has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas E Hart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR, WILDLANDS TRUST OF SE MASSACHUSETTS HONORARY TRUSTEE, EMMA WILLARD SCHOOL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Edward Hart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2008 - Present

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

Office #1: 155 Federal Street Suite 1602, Boston, MA 02210

RIA

CRD#: 105060

Boston, MA

Past

April 14, 1994 - December 31, 2007

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

RIA

CRD#: 105060

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

PENOBSCOT | PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. | PENOBSCOT INVESTMENT MANAGEMENT CO INC | PENOBSCOT INVESTMENT MANAGEMENT

CRD#: 105060 / SEC#: 801-31820

RIA

Registered Investment Advisory firm - (5/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(4/2/2009)

IAR

Massachusetts
(10/7/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

PENOBSCOT | PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. | PENOBSCOT INVESTMENT MANAGEMENT CO INC | PENOBSCOT INVESTMENT MANAGEMENT

CRD#: 105060 / SEC#: 801-31820

RIA

Registered Investment Advisory firm - (5/2/1988 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Federal Street Suite 1602, Boston, MA 02210

Mailing Address

Phone number

(617) 227-3111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	796
AUM (Assets Under Management)	$ 1,390,600,540

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
10/24/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Douglas E. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Edward Hart's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

Primary Firm SEC Registration

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

State Registrations and Notice Filings

Exams

Current Firm

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors