Jeffrey B. Kassels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Brooks Kassels was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1981. Jeffrey had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2014 - January 6, 2015
USAA FINANCIAL ADVISORS, INC.
November 29, 1988 - May 1, 1989
BA INVESTMENT SERVICES, INC.
October 6, 1986 - October 22, 1987
BA INVESTMENT SERVICES, INC.
December 21, 1985 - June 5, 1986
QUICK & REILLY, INC.
November 18, 1982 - December 23, 1985
CHARLES SCHWAB & CO., INC.
July 26, 1982 - November 3, 1982
TD AMERITRADE CLEARING, INC.
June 17, 1982 - July 14, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
November 28, 1981 - April 12, 1982
E. F. HUTTON & COMPANY INC
October 2, 1981 - November 16, 1981
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
