TA
Thomas J. Archer
TLG ADVISORS
Houston, TX 77024
Some features on this profile are disabled
CRD#: 1002946
TA
Professional summary
Thomas James Archer, who also goes by Tom Archer, is a registered financial advisor currently at TLG ADVISORS, INC. located in Houston, Texas and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Archer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ARCHER INSURANCE TECH - 9/2/21 - 10000 Memorial Drive, Suite 200, Houston, TX 77024 - CEO, Oversee operations, Not Invt Rel, Agency technology company, 5 hrs/mo; 5 hrs/mo (during trading hours). 2.) RED INSURANCE GROUP INC - 1/1/2000 - 10000 Memorial Drive, Suite 200, Houston, TX 77024 - Independent Agent, Sales, Sell insurance, Invt Rel, Insurance business, 15 hrs/mo; 5 hrs/mo (during trading hours) 3.) ELITE INSURANCE AGENCY INC - 9/1/2023 - 10000 Memorial Drive, Suite 200, Houston, TX 77024 - 1st Vice President, Oversee operations, now as an employee of Alliant, Not Invt Rel, Insurance business, 100 hrs/mo; 30 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 1/3/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RIA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Archer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
TLG ADVISORS, INC.
Office #1: 10000 Memorial Drive, Suite 200, Houston, TX 77024RIA
CRD#: 111052
Houston, TX
Current
January 3, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
April 30, 2019 - December 31, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
HOUSTON, TX
Past
March 26, 2019 - December 31, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
HOUSTON, TX
Past
April 21, 2008 - March 12, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HOUSTON, TX
Past
January 1, 2004 - March 12, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HOUSTON, TX
Past
July 23, 2002 - March 10, 2010
ELITE SECURITIES, INC.
BD
CRD#: 119220
HOUSTON, TX
Past
January 11, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
March 1, 2000 - December 31, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
February 12, 1998 - April 17, 2000
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
December 10, 1997 - March 26, 1998
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
March 9, 1996 - October 14, 1996
FIRST VARIABLE CAPITAL SERVICES, INC.
BD
CRD#: 30007
BIRMINGHAM, AL
Past
November 9, 1989 - December 13, 1990
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
June 19, 1983 - July 7, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
Past
January 20, 1982 - January 7, 1998
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/13/2022)
RR
California(1/3/2022)
RR
Florida(1/3/2022)
RR
Kentucky(4/22/2022)
RR
Louisiana(1/3/2022)
RR
Ohio(4/20/2022)
RR
Pennsylvania(1/4/2022)
RR
Texas(1/3/2022)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 2/10/1978
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
