Harold F. Nelson
Professional summary
Harold Fredrick Nelson III, who also goes by Rick Nelson III, is a registered financial advisor currently at BUCKHEAD CAPITAL MANAGEMENT, LLC located in Atlanta, Georgia.
Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Harold has worked at 5 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harold Fredrick Nelson III's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2021 - Present
BUCKHEAD CAPITAL MANAGEMENT, LLC
Office #1: 3100 Cumberland Boulevard Suite 1450, Atlanta, GA 30339-5995November 2, 1988 - November 13, 1992
WACHOVIA BROKERAGE SERVICE
April 7, 1987 - October 4, 1988
GLOBAL CROWN CAPITAL, LLC
April 1, 1985 - May 24, 1985
FERRIS, BAKER WATTS, LLC
September 30, 1981 - April 3, 1985
RIVIERE SECURITIES CORPORATION
Primary Firm SEC Registration
BUCKHEAD CAPITAL MANAGEMENT, LLC
CRD#: 110707 / SEC#: 801-57810
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/15/2021)
Exams
Current Firm
BUCKHEAD CAPITAL MANAGEMENT, LLC
CRD#: 110707 / SEC#: 801-57810
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 339 |
| AUM (Assets Under Management) | $ 5,171,178,018 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/08/2025 | ||
| 08/14/2023 | ||
| 10/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
