Barry M. Potter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Miles Potter was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1981. Barry had worked at 13 firms and has passed the Series 63, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1998 - May 20, 1998
JWGENESIS SECURITIES, INC.
November 11, 1996 - January 29, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
September 12, 1994 - February 8, 1996
JWGENESIS SECURITIES, INC.
February 6, 1992 - February 6, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 16, 1991 - February 18, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
June 11, 1991 - October 21, 1991
CENPAC SECURITIES CORP.
February 21, 1990 - May 29, 1991
PARAGON CAPITAL MARKETS, INC.
February 5, 1988 - February 24, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 6, 1986 - January 21, 1988
LPL FINANCIAL LLC
April 27, 1985 - February 3, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
March 9, 1983 - March 26, 1985
THOMSON MCKINNON SECURITIES INC.
August 4, 1982 - October 25, 1983
BLINDER, ROBINSON & CO., INC.
June 16, 1982 - March 10, 1983
LEHMAN BROTHERS INC.
December 23, 1981 - June 1, 1982
HALPERT AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JWGENESIS SECURITIES, INC.
CRD#: 33832 / SEC#: , 8-46367
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
