James Dejulio

COLLABORATIVE PORTFOLIO MANAGEMENT

OVERLAND PARK, KS 66210

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CRD#: 1002774

Professional summary

James Dejulio, who also goes by James Nmn Dejulio, is a registered financial advisor currently at COLLABORATIVE PORTFOLIO MANAGEMENT located in Overland Park, Kansas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Nmn Dejulio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dejulio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

COLLABORATIVE PORTFOLIO MANAGEMENT

Office #1: 10985 Cody Street Suite 140, Overland Park, KS 66210

RIA

CRD#: 332929

OVERLAND PARK, KS

Past

December 2, 2020 - December 3, 2024

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

RIA

CRD#: 127372

TOPEKA, KS

Past

June 17, 2015 - February 5, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

OVERLAND PARK, KS

Past

June 17, 2015 - February 5, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OVERLAND PARK, KS

Past

June 1, 2010 - June 18, 2015

FIRST NATIONAL CAPITAL MARKETS

RIA

CRD#: 115920

OVERLAND PARK, KS

Past

June 1, 2010 - June 18, 2015

FIRST NATIONAL CAPITAL MARKETS

CRD#: 115920

OVERLAND PARK, KS

Past

January 29, 2008 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

OVERLAND PARK, KS

Past

January 29, 2008 - June 2, 2010

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

OVERLAND PARK, KS

Past

February 14, 2002 - January 29, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

OVERLAND PARK, KS

Past

January 16, 2002 - June 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 16, 2002 - January 29, 2008

OSAIC FA, INC.

CRD#: 3978

OVERLAND PARK, KS

Past

February 26, 2001 - January 10, 2002

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

March 10, 2000 - December 31, 2000

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

November 1, 1996 - January 7, 2000

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

November 20, 1985 - November 4, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 20, 1985 - November 4, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 5, 1985 - August 8, 1985

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Past

June 30, 1983 - July 5, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLABORATIVE PORTFOLIO MANAGEMENT

COLLABORATIVE PORTFOLIO MANAGEMENT | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC

CRD#: 332929 / SEC#: 801-131107

RIA

Registered Investment Advisory firm - (9/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/13/2025)

IAR

Missouri
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/26/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/1/1985

Investment Company Products/Variable Contracts Principal Examination

Current Firm

COLLABORATIVE PORTFOLIO MANAGEMENT

COLLABORATIVE PORTFOLIO MANAGEMENT | COLLABORATIVE PORTFOLIO MANAGEMENT, LLC

CRD#: 332929 / SEC#: 801-131107

RIA

Registered Investment Advisory firm - (9/16/2024 Approved)

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Contact information

Main Address

10985 Cody Street Suite 140, Overland Park, KS 66210

Mailing Address

Phone number

(816) 471-5556

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLLAB BROCHURE 11-12-2025 (11/12/2025)

COLLABORATIVE 2025 (11/12/2025)

Regulatory assets under management

Total Number of Accounts	488
AUM (Assets Under Management)	$ 146,077,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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James Dejulio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dejulio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIRST NATIONAL CAPITAL MARKETS

FIRST NATIONAL CAPITAL MARKETS

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

SLD AMERICA EQUITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

ADVANTAGE CAPITAL CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

COLLABORATIVE PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/1993

Series 63

Date: 8/2/1983

SIE

Date: 10/1/2018

Series 7

Date: 10/1/2003

Series 6

Date: 8/3/1981

Series 24

Date: 11/26/2003

Series 26

Date: 3/1/1985

Current Firm

COLLABORATIVE PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLABORATIVE PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

Contact information

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