Peter C. Woolston
Professional summary
Peter Christopher Woolston is a registered financial advisor currently at THE BURNEY COMPANY located in Essex, Connecticut.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Peter has worked at 3 firms and has passed the Series 65, Series 63, Series 2 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Christopher Woolston's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 1991 - Present
THE BURNEY COMPANY
August 6, 1982 - November 15, 1983
LEGG MASON WOOD WALKER, INCORPORATED
July 28, 1981 - August 19, 1982
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
THE BURNEY COMPANY
CRD#: 106945 / SEC#: 801-10232
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/1998)
(1/22/1991)
Exams
Series 2
Date: 1/23/1989
Non-Member General Securities ExaminationCurrent Firm
THE BURNEY COMPANY
CRD#: 106945 / SEC#: 801-10232
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,389 |
| AUM (Assets Under Management) | $ 3,136,984,434 |
Red Flags
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