William B. Kash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bryan Kash was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1999 - December 14, 1999
IDS LIFE INSURANCE COMPANY
September 7, 1999 - December 14, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
February 9, 1998 - December 31, 1998
POLARIS FINANCIAL SERVICES, INC.
October 19, 1995 - March 18, 1996
IMS SECURITIES, INC.
November 21, 1994 - October 11, 1995
SECURITIES AMERICA, INC.
November 7, 1991 - November 23, 1994
EDWARD JONES
April 15, 1991 - November 20, 1991
LEGG MASON WOOD WALKER, INCORPORATED
January 30, 1990 - April 19, 1991
SECURITIES AMERICA, INC.
November 19, 1989 - February 8, 1990
OSAIC WEALTH, INC.
February 21, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 21, 1981 - March 11, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IDS LIFE INSURANCE COMPANY
CRD#: 6321 / SEC#: , 8-14124
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC. | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | DIRECTOR, EVP - ANNUITIES | 1975307 |
| BECHTOLD, TIMOTHY VERNON | DIRECTOR, PRESIDENT | 1621000 |
| BERMAN, ARTHUR HOWARD | DIRECTOR, EVP - FINANCE | 4591628 |
| RUETHER, JULIE ANN | CHIEF COMPLIANCE OFFICER | 1090661 |
| SCHWARZMANN, MARK EDWARD | DIRECTOR, CEO, COB | 4742555 |
| STEWART, DAVID KENT | VICE PRESIDENT AND CONTROLLER | 2990869 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
