Charles L. Deerwester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Leslie Deerwester JR, who also goes by Charles Leslie Deerwester, Jr Charles Leslie Deerwester, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2016 - December 31, 2019
CL DEERWESTER & PARTNERS LLC
September 18, 2012 - December 20, 2013
LIFEMARK SECURITIES CORP.
November 20, 2008 - December 1, 2010
MWA FINANCIAL SERVICES INC.
September 4, 2007 - November 7, 2008
WORLD CAPITAL BROKERAGE, INC.
June 14, 1999 - July 3, 2007
ALLSTATE FINANCIAL SERVICES, LLC
September 22, 1994 - November 9, 1999
WORLD CAPITAL BROKERAGE, INC.
March 26, 1993 - December 20, 1993
WORLD CAPITAL BROKERAGE, INC.
June 14, 1990 - December 31, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
June 14, 1990 - December 31, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 17, 1989 - April 20, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
August 17, 1989 - April 20, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 7, 1987 - August 10, 1989
FIRST PHOENIX SECURITIES, INC.
April 6, 1987 - September 9, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
February 6, 1987 - April 15, 1987
MUTUAL SERVICE CORPORATION
September 4, 1985 - March 20, 1986
METROPOLITAN LIFE INSURANCE COMPANY
February 7, 1984 - November 7, 1984
CADARET, GRANT & CO., INC.
February 18, 1982 - April 23, 1984
PRUCO SECURITIES, LLC.
December 18, 1981 - April 23, 1984
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
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Exams
Current Firm
CL DEERWESTER & PARTNERS LLC
CRD#: 282585 / SEC#:
Contact information
Red Flags
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