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SJ

Susan Melanie Jensen

CRD# 1002147·Registered 1981 - 2016
Previously Registered: Being a previously registered professional could mean that Susan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Susan Melanie Jensen, who also goes by Susan Melanie Varga, was a registered financial advisor. Susan was a previously registered financial professional and started their career in finance 1981 - 2016. Susan had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 10, Series 9, Series 51 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Susan Melanie Varga

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Orlando, FL
June 2, 2015 - April 5, 2016
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Orlando, FL
September 25, 2014 - April 5, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Orlando, FL
December 18, 2013 - September 22, 2014
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Orlando, FL
December 13, 2013 - September 22, 2014
INGRAM ADVISORY SERVICES, LLC·CRD# 123508
RIA
Winter Haven, FL
May 3, 2012 - October 1, 2014
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Winter Haven, FL
May 19, 2011 - November 5, 2013
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Orlando, FL
May 15, 2007 - May 10, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Celebration, FL
January 8, 2007 - May 21, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Longwood, FL
July 29, 2003 - October 23, 2006
G. A. REPPLE & COMPANY·CRD# 17486
BD
Casselberry, FL
February 3, 2003 - April 30, 2003
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
July 2, 1999 - September 20, 1999
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
May 20, 1997 - July 23, 1998
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
February 10, 1983 - April 20, 1983
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
September 25, 1981 - March 9, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 25, 1981 - May 13, 1997

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Current Firm

MF
MSI FINANCIAL SERVICES, INC.

METLIFE SECURITIES INC. | MSI FINANCIAL SERVICES, INC. | METLIFE SECURITIES, INC

CRD#: 14251 / SEC#: 801-22306, 8-30447
BD
Terminated by SEC on 07/03/2017

Contact Information

Main Address

1295 State Street, Springfield, MA 01111

Established

Delaware since 08/15/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FUND SELECT/FUND SELECT PREMIER PROGRAMS DISCLOSURE BROCHURE (1/3/2017)

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYDIRECT OWNER—
BENSON, WENDY ANNCHIEF EXECUTIVE OFFICER AND DIRECTOR2140720
CHICARES, ELIZABETH WARDDIRECTOR2194754
FANNING, MICHAEL ROBERTDIRECTOR1620072
FRANCELLA, AMYSECRETARY AND CHIEF LEGAL OFFICER1881552
FREDERICK, CHRISTINE SPENCERCHIEF COMPLIANCE OFFICER2641636
HOLTZER, DAVID MICHAELPRESIDENT4345697

Disclosures

Regulatory Event

41

Civil Event

1

Arbitration

13

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2003About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Feb 1983About the Series 3 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2011About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2011About the Series 9 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Nov 2004About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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SJ
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