Susan M. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Melanie Jensen, who also goes by Susan Melanie Varga, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1981. Susan had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 10, Series 9, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2015 - April 5, 2016
MSI FINANCIAL SERVICES, INC.
September 25, 2014 - April 5, 2016
MSI FINANCIAL SERVICES, INC.
December 18, 2013 - September 22, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 2013 - September 22, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
May 3, 2012 - October 1, 2014
INGRAM ADVISORY SERVICES, LLC
May 19, 2011 - November 5, 2013
INVESTORS CAPITAL CORP.
May 15, 2007 - May 10, 2011
RAYMOND JAMES & ASSOCIATES, INC.
January 8, 2007 - May 21, 2007
LPL FINANCIAL LLC
July 29, 2003 - October 23, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 3, 2003 - April 30, 2003
G. A. REPPLE & COMPANY
July 2, 1999 - September 20, 1999
FIRST UNION BROKERAGE SERVICES, INC.
May 20, 1997 - July 23, 1998
CHARLES SCHWAB & CO., INC.
February 10, 1983 - April 20, 1983
THOMSON MCKINNON SECURITIES INC.
September 25, 1981 - March 9, 1982
THOMSON MCKINNON SECURITIES INC.
September 25, 1981 - May 13, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
