SP
Shannon T. Pitner
NAUTILUS WEALTH ADVISORS
Indialantic, FL 32903
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CRD#: 1002126
SP
Professional summary
Shannon Truse Pitner, CFP® is a registered financial advisor currently at NAUTILUS WEALTH ADVISORS located in Indialantic, Florida.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Shannon has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.)NAME OF OB: Ocean Landings Condo Association; ADDRESS: 410 N. Miramar Ave. Indialantic, FL 32903; NATURE: Homeowners Association; INVESTMENT RELATED: No; TITLE OR RELATIONSHIP WITH OB: Treasurer; DUTIES (BRIEF DESCRIPTION): Paying bills, collecting HOA fees; START DATE: 06/2018; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.)NAME OF OB: Sea Shanntie, LLC; ADDRESS: 410 N. Miramar Ave. Indialantic, FL 32903; NATURE: Rental Property; INVESTMENT RELATED: No; TITLE OR RELATIONSHIP WITH OB: Owner; DUTIES (BRIEF DESCRIPTION): Collecting rent; START DATE: 08/1984; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.)NAME OF OB: Women Sharing Wisdom; ADDRESS: 410 N. Miramar Ave. Indialantic, FL 32903; NATURE: Conference for Female Advisors; INVESTMENT RELATED: No; TITLE OR RELATIONSHIP WITH OB: Organizer/Treasurer; DUTIES (BRIEF DESCRIPTION): Conference coordination; START DATE: 11/28/2017; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.)NAME OF OB: Various Carriers; ADDRESS: 410 N. Miramar Ave. Indialantic, FL 32903; NATURE: Insurance Agent; INVESTMENT RELATED: No; TITLE OR RELATIONSHIP WITH OB: Agent; DUTIES (BRIEF DESCRIPTION): Insurance agent with various carriers; START DATE: 07/1981; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (5.) NAME OF OB: Dog House LLC; ADDRESS OF OB: 200 E Third Ave, Unit D, Melbourne Beach, FL 32951; NATURE: Rental Property; INVESTMNT RELATED: No; TITLE OR RELATIONSHIP WITH OB: Owner; DUTIES (BRIEF DESCRIPTION): Rental Collection; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Truse Pitner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
February 23, 2021 - Present
NAUTILUS WEALTH ADVISORS
Office #1: 410 N. Miramar Avenue, Indialantic, FL 32903RIA
CRD#: 311853
Indialantic, FL
Past
January 2, 2009 - June 22, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
INDIALANTIC, FL
Past
January 17, 1991 - October 13, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
INDIALANTIC, FL
Past
February 12, 1990 - June 22, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
INDIALANTIC, FL
Past
January 25, 1988 - February 22, 1990
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
August 13, 1981 - February 12, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NAUTILUS WEALTH ADVISORS
NAUTILUS WEALTH ADVISORS | SHANNON T. PITNER AND COMPANY
CRD#: 311853 / SEC#: 801-120360
RIA
Registered Investment Advisory firm - (2/19/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NW
NAUTILUS WEALTH ADVISORS
NAUTILUS WEALTH ADVISORS | SHANNON T. PITNER AND COMPANY
CRD#: 311853 / SEC#: 801-120360
RIA
Registered Investment Advisory firm - (2/19/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
410 N. Miramar Avenue, Indialantic, FL 32903
Mailing Address
Phone number
(321) 724-1888
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 557 |
| AUM (Assets Under Management) | $ 119,268,521 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
