Gary J. Marcantonio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary John Marcantonio was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1981. Gary had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2014 - December 31, 2015
SUMMIT BROKERAGE SERVICES, INC.
January 24, 2012 - October 24, 2014
ADIRONDACK TRADING GROUP LLC
September 26, 2008 - January 3, 2012
NEXT FINANCIAL GROUP, INC.
March 1, 2007 - September 26, 2008
OSAIC WEALTH, INC.
February 7, 2005 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
December 10, 1999 - December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 6, 1998 - October 25, 1999
FIRST COLONIAL SECURITIES
June 29, 1992 - April 6, 1998
MEYERS POLLOCK ROBBINS, INC.
September 8, 1988 - May 7, 1992
INVESTACORP, INC.
June 20, 1985 - August 4, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 1981 - June 17, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT BROKERAGE SERVICES, INC.
CRD#: 34643 / SEC#: , 8-46310
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUMMIT FINANCIAL SERVICES GROUP, INC. | HOLDING COMPANY FOR APPLICANT | |
| BONNEAU, CATHERINE MCCORMACK | CHIEF OPERATING OFFICER | 2899706 |
| FRAM, FREDERICK GORDON | CHIEF COMPLIANCE OFFICER AND SECRETARY | 1701062 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| JACOBS, STEVEN CRAIG | VICE PRESIDENT AND PRINCIPAL FINANCIAL OFFICER | 1676431 |
| KESTERSON, BARBARA JO | PRINCIPAL OPERATIONS OFFICER | 2747533 |
| LEEDS, MARSHALL TODD | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 1014569 |
| NEARY, JOSEPH DANIEL | MANAGER | 2993505 |
| OLSON, GREGORY ALAN | ASSISTANT SECRETARY | 2692482 |
| SHELSON, MARK PAUL | TREASURER | 1819252 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
