Robert Schlien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Schlien was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 1985 - September 22, 1989
PROFILE INVESTMENTS CORPORATION
June 6, 1985 - October 28, 1985
OPPENHEIMER & CO. INC.
December 27, 1983 - June 12, 1985
CITIWIDE SECURITIES CORP.
August 10, 1981 - December 8, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROFILE INVESTMENTS CORPORATION
CRD#: 16478 / SEC#: , 8-34022
Contact information
Documents
Red Flags
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