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JT

James E. Turcotte

Some features on this profile are disabled
CRD#: 1001941
JT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Edward Turcotte, who also goes by Jim E Turcotte, Jim Turcotte, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1981. James had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim E Turcotte | Jim Turcotte

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 10, 2014 - July 26, 2016

YELLOWSTONE PARTNERS

RIA
CRD#: 137236
HELENA, MT
Past

January 2, 2009 - May 27, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
HELENA, MT
Past

July 24, 2001 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
HELENA, MT
Past

June 29, 2001 - May 27, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HELENA, MT
Past

April 24, 1997 - June 29, 2001

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 11, 1989 - April 15, 1997

D.A. DAVIDSON & CO.

BD
CRD#: 199
GREAT FALLS, MT
Past

January 1, 1989 - May 8, 1989

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

November 29, 1988 - May 5, 1989

INDEPENDENT FINANCIAL SECURITIES, INC.

BD
CRD#: 19924
Past

August 22, 1981 - November 29, 1988

G. T. MURRAY & CO.

BD
CRD#: 7446

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/7/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/11/2001
General Securities Principal Examination

Current Firm

YP
YELLOWSTONE PARTNERS
ENCOMPASS FINANCIAL ADVISORS | YELLOWSTONE PARTNERS LLC | YELLOWSTONE PARTNERS

CRD#: 137236 / SEC#: 801-64771

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Contact information

Main Address
3655 Professional Way, Idaho Falls, ID 83402
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

YELLOWSTONE PARTNERS, LLC FORM ADV PART 2 BROCHURE (3/29/2018)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YELLOWSTONE PARTNERS

CRD#: 137236

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