Michael F. Siegel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frederick Siegel, who also goes by Fred Siegel, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2016 - February 1, 2019
HOLLY STREET WEALTH ADVISORS
March 2, 2015 - December 31, 2015
MONARCH BAY ADVISORS, LLC
October 18, 2011 - September 6, 2016
BOUSTEAD SECURITIES, LLC
September 25, 2007 - June 18, 2010
BMA SECURITIES, LLC
November 30, 2005 - June 29, 2007
FSC SECURITIES CORPORATION
June 28, 1999 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
March 2, 1998 - June 18, 1999
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
November 25, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
March 14, 1995 - November 6, 1997
PRUDENTIAL EQUITY GROUP, LLC
October 19, 1990 - March 17, 1995
CITIGROUP GLOBAL MARKETS INC.
July 28, 1981 - October 25, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 12/13/1982
Foreign Currency Options ExaminationCurrent Firm
HOLLY STREET WEALTH ADVISORS
CRD#: 167343 / SEC#: 801-107190
Contact information
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