Samuel L. Statland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Lewis Statland was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1982. Samuel had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2009 - May 31, 2013
GROVE POINT INVESTMENTS, LLC
December 13, 2007 - May 31, 2013
GROVE POINT INVESTMENTS, LLC
October 1, 1995 - October 16, 1996
VOYA FINANCIAL ADVISORS, INC.
November 19, 1989 - January 3, 2006
OSAIC WEALTH, INC.
September 4, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 8, 1985 - September 9, 1986
GROVE POINT INVESTMENTS, LLC
December 6, 1982 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
