John J. Kenny
Professional summary
John Joseph Kenny was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, John had worked at 7 firms, which includes KENNY SECURITIES CORP., PAULI & COMPANY INC, MORGAN STANLEY DW INC., FIRST AFFILIATED SECURITIES, FIRST AFFILIATED SECURITIES INC., UBS FINANCIAL SERVICES INC., KIDDER PEABODY & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1995 - July 10, 2003
KENNY SECURITIES CORP.
August 3, 1992 - April 18, 1995
PAULI & COMPANY, INC
September 26, 1990 - August 7, 1992
MORGAN STANLEY DW INC.
May 31, 1989 - September 12, 1990
FIRST AFFILIATED SECURITIES
May 25, 1989 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
November 29, 1983 - April 3, 1989
UBS FINANCIAL SERVICES INC.
July 23, 1981 - December 27, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KENNY SECURITIES CORP.
CRD#: 37552 / SEC#: , 8-47809
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNY CAPITAL MANAGEMENT | OWNER | |
| KOHNE, RICHARD ALBERT | PRESIDENT,CCO | 1068180 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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