Paul A. Golub
Professional summary
Paul Anthony Golub was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Paul had worked at 6 firms, which includes LIGHTHOUSE SECURITIES LTD., INVEST FINANCIAL CORPORATION, VERAVEST INVESTMENTS INC., USLIFE EQUITY SALES CORP., CADARET GRANT & CO. INC., AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1996 - February 1, 1999
LIGHTHOUSE SECURITIES, LTD.
January 12, 1995 - March 15, 1996
INVEST FINANCIAL CORPORATION
November 5, 1993 - January 14, 1995
VERAVEST INVESTMENTS, INC.
December 27, 1983 - November 2, 1993
USLIFE EQUITY SALES CORP.
October 13, 1983 - December 12, 1983
CADARET, GRANT & CO., INC.
September 29, 1981 - October 11, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTHOUSE SECURITIES, LTD.
CRD#: 16241 / SEC#: , 8-33543
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SADLAK, STANLEY THOMAS | DIRECTOR, PRESIDENT, TREASURER, SHAREHOLDER | 830899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
