Debra A. Hanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Ann Hanley, who also goes by Debra Ann Dimarco, Debra Ann French, Debra French Hanley, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1981. Debra had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2012 - November 24, 2014
OMEGA WEALTH MANAGEMENT LLC
September 25, 2006 - October 3, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 25, 2006 - October 3, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 1, 2004 - November 29, 2006
OMEGA WEALTH MANAGEMENT LLC
October 31, 2003 - September 30, 2004
AMERITAS INVESTMENT COMPANY, LLC
March 10, 2003 - September 30, 2004
THE ADVISORS GROUP, INC.
March 10, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
April 26, 2000 - April 17, 2001
LPL FINANCIAL LLC
October 6, 1995 - January 27, 1999
CITIGROUP GLOBAL MARKETS INC.
October 15, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
October 15, 1981 - March 15, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
OMEGA WEALTH MANAGEMENT LLC
CRD#: 132580 / SEC#: 801-112348
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OMEGA WEALTH MANAGEMENT LLC
CRD#: 132580 / SEC#: 801-112348
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 637 |
| AUM (Assets Under Management) | $ 259,020,290 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/25/2025 | ||
| 01/26/2024 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
