Marcelo Viteri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcelo Viteri was a registered financial professional .
Marcelo is a previously registered financial professional and started their career in finance in 1981. Marcelo had worked at 9 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1999 - November 30, 2016
SEIDEL & CO., LLC
April 21, 1995 - March 18, 1998
BAIRD, PATRICK & CO., INC.
October 13, 1994 - May 12, 1995
LCP CAPITAL CORP.
June 10, 1991 - October 31, 1994
SFI INVESTMENTS, INC.
September 20, 1989 - February 27, 1990
EMANUEL AND COMPANY
April 12, 1988 - May 30, 1989
OPPENHEIMER & CO. INC.
April 1, 1988 - April 12, 1988
FAHNESTOCK INTERNATIONAL INC.
November 23, 1987 - April 1, 1988
OPPENHEIMER & CO. INC.
April 21, 1987 - November 5, 1987
MINT BROKERS
August 13, 1981 - April 21, 1987
MULLER AND COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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