Joseph Cortopassi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Cortopassi JR, who also goes by Joe Cortopassi, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1982. Joseph had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2006 - December 31, 2017
GRACOR INVESTORS, INC.
January 8, 1998 - December 31, 1999
FIRST FUND DISTRIBUTORS, INC.
May 1, 1996 - August 1, 2005
BRANDES INVESTMENT PARTNERS, LP
August 28, 1995 - December 31, 1997
ICE SECURITIES LLC
August 2, 1994 - December 31, 1995
FIRST FUND DISTRIBUTORS, INC.
December 19, 1988 - May 4, 1993
INTERNATIONAL SECURITIES GROUP, INC.
August 10, 1987 - September 7, 1988
CHRISTOPHER WEIL & COMPANY, INC
January 11, 1982 - July 13, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GRACOR INVESTORS, INC.
CRD#: 139222 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
