Joseph S. Voltz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Sharkey Voltz, who also goes by Joseph Voltz, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1981. Joseph had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2013 - September 2, 2015
J.P. TURNER & COMPANY, L.L.C.
September 6, 2000 - March 27, 2013
THE TAVENNER COMPANY
November 19, 1997 - August 25, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 19, 1997 - August 25, 2000
OSAIC FA, INC.
February 26, 1993 - November 18, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 8, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 8, 1988 - May 18, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 6, 1987 - December 31, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
October 16, 1981 - December 31, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
