Frank P. Giraldi
Professional summary
Frank Paul Giraldi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Frank had worked at 9 firms, which includes CASTLE SECURITIES CORP., A.J. MICHAELS & CO. LTD., ISLAND SECURITIES INC., FIRST INDEPENDENCE GROUP INC., MADISON CHAPIN ASSOCS. INC., THE STUART-JAMES COMPANY INCORPORATED, DOUGLAS BREMEN & CO. INC., BLINDER ROBINSON & CO. INC., CORNERSTONE FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1992 - February 19, 2004
CASTLE SECURITIES CORP.
May 11, 1992 - November 27, 1992
A.J. MICHAELS & CO., LTD.
March 13, 1992 - April 15, 1992
ISLAND SECURITIES, INC.
February 9, 1988 - December 22, 1993
FIRST INDEPENDENCE GROUP INC.
March 26, 1986 - February 9, 1988
MADISON CHAPIN ASSOCS., INC.
December 13, 1984 - January 25, 1985
THE STUART-JAMES COMPANY, INCORPORATED
May 13, 1983 - June 28, 1984
DOUGLAS BREMEN & CO., INC.
February 25, 1982 - April 18, 1983
BLINDER, ROBINSON & CO., INC.
August 19, 1981 - April 7, 1982
CORNERSTONE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE SECURITIES CORP.
CRD#: 16077 / SEC#: , 8-34049
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
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