GH
Grover C. Henson
PLANMEMBER SECURITIES
Irvington, NY 10533
Some features on this profile are disabled
CRD#: 1001039
GH
Professional summary
Grover C. Henson, who also goes by Curtis Henson, G. Curtis Henson, Grover Curtis Henson III, Grover Curtis Henson, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Irvington, New York.
Grover is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Grover has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Curtis Henson | G. Curtis Henson | Grover Curtis Henson Iii | Grover Curtis Henson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Scarborough Alliance Group-One Bridge St., Ste. 70, Irvington, NY 10533; Investment related; Securities & insurance sales and services for IBEW investments & savings plans; Regional Manager; Start date 10/2022; 200+ hrs/mnth; 160 hrs+ hrs/mnth during trading. 2) Still Waters Capital, LLC-275 Palm Ave, B-402, Jupiter, FL 33477; Non-Investment related; established for personal investments & real estate-entity intended for gathering assets & income so as to capture corporate tax advantages/gathered assets are his personal property; Managing Director; Start date 2011; 1 hrs/mnth; 0 hrs/mnth during trading. 3) Curtis Henson - 19520 West Catawba Ave, Ste. 200, Cornelius,NC 28031; Investment related; Sales & services of fixed insurance; Insurance Agent; 2 hrs/mnth & during trading. 4) Florida Homestead Check-1525-B The Greens Way, Jacksonville Beach, FL 32250; Non-investment related; Sales of Florida Homestead Property Tax Calculator; Account Executive; Start date 10/2019; 2 hrs/mnth; 0 hrs/mnth during trading. 5) Goodwill Industries of North Florida-4527 Lenox Ave, Jacksonville, FL 32205; Non-investment related; Board member for 501c3 non-profit organization; Start date 2/1984; 2 hrs/mnth; 0 hrs/mnth during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Grover C. Henson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Grover C. Henson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: One Bridge Street, Suite 70, Irvington, NY 10533RIA
BD
CRD#: 11869
Irvington, NY
Current
October 31, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: One Bridge Street, Suite 70, Irvington, NY 10533RIA
BD
CRD#: 11869
Irvington, NY
Past
June 27, 2012 - November 29, 2022
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Ponte Vedra Beach, FL
Past
June 18, 2012 - November 29, 2022
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
JUPITER, FL
Past
February 21, 2006 - June 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
February 16, 2006 - June 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Past
January 6, 1998 - March 10, 2006
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
JACKSONVILLE, FL
Past
January 1, 1998 - March 10, 2006
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
December 18, 1981 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2023)
RR
Arizona(2/23/2023)
RR
California(2/23/2023)
RR
Florida(10/31/2022)
IAR
Florida(11/1/2022)
RR
Georgia(2/23/2023)
RR
Idaho(10/31/2022)
RR
Indiana(10/31/2022)
RR
Kansas(10/31/2022)
RR
Kentucky(5/2/2024)
RR
Maryland(10/31/2022)
RR
Mississippi(10/31/2022)
RR
Nevada(2/23/2023)
RR
New Mexico(10/31/2022)
RR
North Carolina(10/31/2022)
RR
Rhode Island(2/23/2023)
RR
South Carolina(10/31/2022)
RR
Tennessee(12/11/2024)
RR
Texas(10/31/2022)
IAR
Texas(10/31/2022)
RR
Virginia(10/31/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
